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Operational Discipline

Never miss a deadline —
your compliance calendar runs while you sleep

Scheduled background jobs watch the parts of your AML/CTF file that have a clock attached. Training currency, CDD deadlines, reliance reviews, reporting deadlines, and customer baseline expiry all surface as calendar events with escalating reminders. Your team gets paged at the right time, every time.

Why this matters

Most compliance failures are deadline failures — the work was due, the deadline passed, and nobody noticed in time. Spreadsheets and email reminders break down the moment a firm runs more than a handful of matters.

duely runs scheduled jobs in the background that watch every dated obligation in the system. Each job inspects the relevant records every day, generates calendar events, and dispatches reminders ahead of the deadline — escalating to the AMLCO when an obligation is overdue. The compliance calendar UI shows everything in one feed.

What is included now

01

Compliance calendar UI

Single feed of every dated obligation across the firm — CDD reviews, training due dates, reporting deadlines, reliance reviews, and program review milestones. Filter by type, owner, or status.

02

Training and PDD currency reminders

Daily jobs watch staff training and personnel due diligence due dates. When a staff member's PDD is approaching expiry, reminders fire in advance; when it lapses, the Approver gate engages automatically.

03

CDD lifecycle reminders

Three jobs together watch customer due diligence — deadlines on individual matters, baseline expiry for periodic review, and ongoing-monitoring schedules calibrated to customer risk rating.

04

Reliance partner monitoring

Two dedicated jobs flag periodic reliance partner reviews and reliance agreement expiry — so s37 / s38 arrangements never silently lapse without renewal.

05

Reporting deadline tracking

SMR and TTR/IFTI/CBM submission deadlines are surfaced ahead of time. The 3-business-day SMR rule (24 hours for terrorism financing) and the 10-business-day transaction-report rules are tracked per record.

06

Escalating reminder cadence

Reminders fire at scheduled intervals before each deadline. Once a deadline is missed, escalating overdue tiers route the alert beyond the assignee — to the team lead, then to the AMLCO. Nothing stays quietly overdue.

07

Daily digest delivery

Optional once-a-day digest runs at 09:00 and summarises every upcoming and overdue item per user. Reduces the inbox-fatigue tradeoff that always comes with scheduled reminders.

Regulatory basis

AML/CTF Act time-bound obligations

  • SMR submission — 3 business days from suspicion forming, or 24 hours for terrorism financing
  • TTR / IFTI / CBM submission — within statutory submission windows from the reportable event
  • Independent program review — at least every 3 years
  • Customer ongoing due diligence — risk-proportionate periodic review
  • Staff AML/CTF training — required and ongoing per the program

Bring discipline to every dated obligation

Eleven jobs watch the calendar so your team doesn't have to.