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Audit Readiness

Evidence packs that show
what you did, when, and why

duely turns matter activity into an audit-ready export with version history, integrity hashing, decision rationale, approvals, and supporting context — so the record is available when you need it, not rebuilt after the fact.

Why this matters

The costliest part of compliance is often reconstructing the file later. Evidence packs reduce that scramble by turning the workflow itself into the record.

Each pack is generated from the matter record, includes the key decision trail, and is versioned so firms can track how the compliance file changed over time. Two output profiles by role keep the export appropriate to who's looking at it.

What is included now

01

PDF evidence pack export

Generate a human-readable PDF that captures scoping decisions, verification results, risk assessments, and approvals.

02

Version history

Track how the evidence pack changed over time. Each version records the state of the compliance file at that point.

03

SHA-256 integrity hashing

Every evidence pack is hashed for tamper detection. Demonstrate that evidence has not been altered since generation.

04

Approval and rationale capture

Record approver identity, timestamp, and decision rationale alongside the evidence pack.

05

Standard pack — for normal staff and external review

Default output for everyday compliance use. Includes scoping, identity verifications (with redacted document content), beneficial ownership, risk assessment, ECDD where triggered, and approval records. Provider raw payloads are redacted; SMR data never appears.

06

Sensitive pack — AMLCO-only

On-demand AMLCO-only output that adds the raw payloads from identity / sanctions / PEP providers and the detailed screening hits. Used for internal investigation, regulator dialogue, or external audit by an authorised reviewer. SMR data still never appears.

07

UBO / structure context where applicable

Include beneficial ownership and entity structure information in the evidence pack where relevant.

Regulatory basis

Evidence for compliance reviews

  • Record-keeping: 7-year retention from anchor date
  • Evidence should include: scoping decisions, CDD steps, risk ratings, approvals
  • Default exports exclude sensitive provider data and SMR information
  • Version history tracks how the evidence evolved

Make the file easier to defend later

Versioned evidence packs with integrity hashing and approval capture.