Matter-first compliance
Available now Each client engagement becomes its own compliance unit. Whether it's a property conveyance, commercial acquisition, or trust administration, duely creates separate Matters with independent scoping, risk assessment, and evidence trails, reflecting how legal practice actually works.
- • Separate Matters for each designated service engagement
- • Independent compliance lifecycle per engagement
- • Service-specific scoping for different legal practice areas
- • Full audit trail per matter, not just per client
Entity structure mapping
Available now Systematically map complex client structures, companies, trusts, partnerships, and their interrelationships. Identify beneficial owners and controllers with a guided workflow that documents your reasoning at every step, even when information is difficult to obtain.
- • Map multi-layered corporate and trust structures
- • Identify beneficial owners using 25% ownership threshold tracking
- • Record controllers, trustees, directors, and appointors
- • Document reasoning when ownership information cannot be obtained
Trust account TTR capture
Available now When cash receipts at or above the $10,000 TTR threshold come through your trust account, your team flags the transaction in duely and the structured TTR capture workflow opens, with all evidence linked back to the relevant matter.
- • TTR capture workflow for trust account cash receipts at threshold
- • Matter-linked transaction records for compliance evidence
- • Structured AUSTRAC-aligned TTR data capture
- • Evidence trails connecting trust account movements to specific matters
Audit-ready evidence packs
Available now Generate tamper-evident evidence packs for any matter at any time. Every compliance decision, verification result, and risk assessment is captured in a versioned snapshot, with role-based Standard and AMLCO-only Sensitive profiles.
- • Versioned evidence packs with per-version SHA-256 integrity hashing
- • Two profiles by role: Standard (default) and AMLCO-only Sensitive
- • Complete decision trail: decision, rationale, timestamp, and approver
- • Export-ready snapshots for regulatory review or internal audit
Privilege-aware workflows
On the roadmap Legal professional privilege handling, including a privilege assessment gate before SMR submission and matter-level privilege flags, is in development. We're building this carefully because the boundary between AML/CTF disclosure and privilege is non-trivial.
- • LPP assessment gate before SMR submission (in development)
- • Privilege flags on matter records to guide workflow behaviour (in development)
- • Structured documentation of privilege considerations in compliance decisions (in development)
- • Separate handling for matters where privilege and compliance obligations intersect (in development)
Dual risk assessment and pre-commencement CDD
On the roadmap Legal-specific risk patterns, dual risk assessment (firm-level plus matter-level) and a pre-commencement CDD workflow, are on the roadmap. The general matter-level risk wizard and ECDD workflow are available now, but the legal-specific calibration is still being developed.
- • Dual risk assessment combining firm-level and matter-level views (in development)
- • Pre-commencement CDD workflow tuned for legal practice (in development)
- • Legal-calibrated risk factors with senior partner approval routing (in development)
- • Available now: general matter-level risk wizard with automatic ECDD triggers